FINRA Series 24 General Securities Principal Practice Tests
601 questions for FINRA Series 24 General Securities Principal with every answer explained, in 6 timed tests. Written in-house, not affiliated with FINRA.
- 601 questions mapped to the FINRA Series 24 General Securities Principal syllabus, written in-house
- 2 full-length, timed mock exams at the real pass standard, plus 4 topic drills
- A full explanation on every answer, right and wrong
- Kept current against the latest published syllabus
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Practice built to pass, not to pad the count
Original, not recycled
Written in-house to the published syllabus. No real exam papers, no shared braindumps.
Every answer explained
Learn why the key is right and why each distractor is the tempting trap.
A route, not a score
Topic tests find your weak areas; the timed mock confirms readiness.
Real exam standard
Timed and marked at the actual pass mark, so the score means something.
601 questions across 6 tests
| Practice test | Coverage | Questions |
|---|---|---|
| Topic drill 1 | 69 | |
| Topic drill 2 | 95 | |
| Topic drill 3 | 55 | |
| Topic drill 4 | 82 | |
| Full mock 1 | All LOs, exam pace | 150 |
| Full mock 2 | All LOs, exam pace | 150 |
| Total | 601 |
What the tests cover
- 01Supervision of Registration of the Broker-Dealer and Personnel Management Activities
- 02Supervision of General Broker-Dealer Activities
- 03Supervision of Retail and Institutional Customer-Related Activities
- 04Supervision of Trading and Market Making Activities
- 05Supervision of Investment Banking and Research
A sample question, in the course style
A firm plans to add a new line of business that will materially change its operations. Before it may proceed, the supervising principal must ensure the firm has:
- AFiled a Continuing Membership Application and obtained FINRA approval
- BAmended only its Form BD and begun immediately
- CNotified its clearing firm and started the next business day
- DFiled a FOCUS report noting the change
Under FINRA Rule 1017, a material change in business operations or ownership requires a Continuing Membership Application (CMA) and FINRA approval before the change is effected. A firm that acts first violates the rule.
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Questions, answered
Are these the real exam questions?
No. Every question is written in-house to the current published syllabus. There are no real exam papers and no shared braindumps.
Will this guarantee I pass?
No. These are study aids to help you practise to the real standard and find your weak areas. Use them alongside the official syllabus and study materials.
Topic tests or the full mock first?
Start with the topic tests to find your weak areas, then sit the full timed mock to confirm you are ready before you book.
How many times can I take the tests?
Lifetime access on Udemy with unlimited retakes, and you get every future update.
What if the course isn't right for me?
Udemy offers a 30-day money-back guarantee on your purchase.
GradePath Learning is an independent education provider and is not affiliated with, endorsed by, or approved by the Financial Industry Regulatory Authority. FINRA and the Series exam names are trademarks of their respective owners, used here only to identify the exam these practice tests prepare you for.