FINRA Series 6 Mutual Funds & Annuities Practice Tests
405 questions for FINRA Series 6 Mutual Funds & Annuities with every answer explained, in 6 timed tests. Written in-house, not affiliated with FINRA.
- 405 questions mapped to the FINRA Series 6 Mutual Funds & Annuities syllabus, written in-house
- 3 full-length, timed mock exams at the real pass standard, plus 3 topic drills
- A full explanation on every answer, right and wrong
- Kept current against the latest published syllabus
Best priceCode GP1OCT2026 applies automatically at Udemy checkout, or enter it yourself.
Pricing and secure checkout are handled by Udemy.
Practice built to pass, not to pad the count
Original, not recycled
Written in-house to the published syllabus. No real exam papers, no shared braindumps.
Every answer explained
Learn why the key is right and why each distractor is the tempting trap.
A route, not a score
Topic tests find your weak areas; the timed mock confirms readiness.
Real exam standard
Timed and marked at the actual pass mark, so the score means something.
405 questions across 6 tests
| Practice test | Coverage | Questions |
|---|---|---|
| Topic drill 1 | 80 | |
| Topic drill 2 | 88 | |
| Topic drill 3 | 72 | |
| Full mock 1 | All LOs, exam pace | 55 |
| Full mock 2 | All LOs, exam pace | 55 |
| Full mock 3 | All LOs, exam pace | 55 |
| Total | 405 |
What the tests cover
- 01Seeks Business for the Broker-Dealer
- 02Opens Accounts and Evaluates the Customer's Financial Profile
- 03Provides Information, Makes Recommendations, Transfers Assets and Maintains Records
- 04Obtains and Verifies Instructions; Processes and Confirms Transactions
A sample question, in the course style
A representative plans to email a mutual fund flyer to 400 existing retail clients this month. Under FINRA Rule 2210 the flyer is a retail communication, so before first use it must be:
- Aapproved by a registered principal
- Breviewed by a principal only within 30 days after sending
- Cfiled with the SEC for advance clearance
- Dcleared by the fund's transfer agent
A retail communication reaches more than 25 retail investors within 30 calendar days and must be approved by a registered principal before first use. A fund retail communication is also filed with FINRA within 10 business days of first use (FINRA Rule 2210).
Enrol in three steps
Click Enrol on Udemy
The link opens the course on Udemy with code GP1OCT2026 already applied.
Check the discount shows
Confirm the reduced price appears at checkout before you pay. You can also type the code in yourself.
Buy once, keep for life
Lifetime access on Udemy, with every future update and a 30-day money-back guarantee.
More FINRA practice tests
Questions, answered
Are these the real exam questions?
No. Every question is written in-house to the current published syllabus. There are no real exam papers and no shared braindumps.
Will this guarantee I pass?
No. These are study aids to help you practise to the real standard and find your weak areas. Use them alongside the official syllabus and study materials.
Topic tests or the full mock first?
Start with the topic tests to find your weak areas, then sit the full timed mock to confirm you are ready before you book.
How many times can I take the tests?
Lifetime access on Udemy with unlimited retakes, and you get every future update.
What if the course isn't right for me?
Udemy offers a 30-day money-back guarantee on your purchase.
GradePath Learning is an independent education provider and is not affiliated with, endorsed by, or approved by the Financial Industry Regulatory Authority. FINRA and the Series exam names are trademarks of their respective owners, used here only to identify the exam these practice tests prepare you for.