FINRA Series 79 Investment Banking Practice Tests
323 questions for FINRA Series 79 Investment Banking with every answer explained, in 6 timed tests. Written in-house, not affiliated with FINRA.
- 323 questions mapped to the FINRA Series 79 Investment Banking syllabus, written in-house
- 2 full-length, timed mock exams at the real pass standard, plus 4 topic drills
- A full explanation on every answer, right and wrong
- Kept current against the latest published syllabus
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Practice built to pass, not to pad the count
Original, not recycled
Written in-house to the published syllabus. No real exam papers, no shared braindumps.
Every answer explained
Learn why the key is right and why each distractor is the tempting trap.
A route, not a score
Topic tests find your weak areas; the timed mock confirms readiness.
Real exam standard
Timed and marked at the actual pass mark, so the score means something.
323 questions across 6 tests
| Practice test | Coverage | Questions |
|---|---|---|
| Topic drill 1 | 55 | |
| Topic drill 2 | 39 | |
| Topic drill 3 | 39 | |
| Topic drill 4 | 40 | |
| Full mock 1 | All LOs, exam pace | 75 |
| Full mock 2 | All LOs, exam pace | 75 |
| Total | 323 |
What the tests cover
- 01Collection, Analysis and Evaluation of Data
- 02Underwriting/New Financing Transactions, Types of Offerings and Registration of Securities
- 03Mergers and Acquisitions (M&As), Tender Offers and Financial Restructuring Transactions
A sample question, in the course style
A public company's annual report, containing audited financial statements filed with the SEC, is the:
- AForm 10-K
- BForm 10-Q
- CForm 8-K
- DSchedule 13D
Form 10-K is the issuer's comprehensive annual report to the SEC, including audited financial statements and management's discussion and analysis; the 10-Q is the unaudited quarterly report and the 8-K reports material events between them.
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Questions, answered
Are these the real exam questions?
No. Every question is written in-house to the current published syllabus. There are no real exam papers and no shared braindumps.
Will this guarantee I pass?
No. These are study aids to help you practise to the real standard and find your weak areas. Use them alongside the official syllabus and study materials.
Topic tests or the full mock first?
Start with the topic tests to find your weak areas, then sit the full timed mock to confirm you are ready before you book.
How many times can I take the tests?
Lifetime access on Udemy with unlimited retakes, and you get every future update.
What if the course isn't right for me?
Udemy offers a 30-day money-back guarantee on your purchase.
GradePath Learning is an independent education provider and is not affiliated with, endorsed by, or approved by the Financial Industry Regulatory Authority. FINRA and the Series exam names are trademarks of their respective owners, used here only to identify the exam these practice tests prepare you for.